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Mundial Financial Group to Pay Fine in FINRA Settlement
Broker News
9 months ago 0 493
Mundial Financial Group to Pay Fine in FINRA Settlement
FINRA fined Mundial Financial Group for unregistered principal activity and serious AML and customer identification failures violations.
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GMI Markets Closure Follows Trend of Broker Exits Worldwide
Broker News
9 months ago 0 447
GMI Markets Closure Follows Trend of Broker Exits Worldwide
GMI Markets closure announced as the CFD broker will cease operations, requiring clients to withdraw funds promptly.
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ATFX Award Wins Highlight Global Market Leadership
Broker News
9 months ago 0 133
ATFX Award Wins Highlight Global Market Leadership
ATFX Award Wins reinforce global leadership, recognizing excellence across retail trading and institutional liquidity services worldwide.
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DTCC’s DTC Gains SEC Approval to Tokenize Assets
Broker News
9 months ago 0 433
DTCC’s DTC Gains SEC Approval to Tokenize Assets
DTC will tokenize real-world assets on approved blockchains, providing investor protections and market resiliency.
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NAGA Reverse Split Prepares the Fintech for Strategic Expansion
Broker News
9 months ago 0 159
NAGA Reverse Split Prepares the Fintech for Strategic Expansion
NAGA reverse split aims to elevate its share price, attract institutional investors, and strengthen overall market positioning.
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IC Market F1 Entry Marks Major Sponsorship Shift
Broker News
10 months ago 0 143
IC Market F1 Entry Marks Major Sponsorship Shift
IC Market F1 Entry showcases the broker’s bold expansion strategy, enhancing global visibility through a high-profile motorsport partnership.
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FINRA Fines Navaid $35,000 Over Reporting Failures Case
Broker News
10 months ago 0 543
FINRA Fines Navaid $35,000 Over Reporting Failures Case
FINRA censured Navaid after discovering more than twelve thousand municipal transactions missing required compensation indicators over six years.
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FXCM Compliance Failure Triggers ASIC Interim Stop Order
Broker News
10 months ago 0 147
FXCM Compliance Failure Triggers ASIC Interim Stop Order
FXCM compliance failure prompts ASIC to impose a strict interim stop order restricting retail CFD issuance and new ...
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Pepperstone Crypto Expansion Accelerates with New CTO Search
Broker News
10 months ago 0 119
Pepperstone Crypto Expansion Accelerates with New CTO Search
Pepperstone crypto expansion accelerates as the broker recruits a CTO to lead its upcoming spot digital asset exchange.
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Plus500 Joins CME and FanDuel as Clearing Partner for Contracts
Broker News
10 months ago 0 136
Plus500 Joins CME and FanDuel as Clearing Partner for Contracts
Plus500 has announced its appointment as a clearing partner for the CME Group and FanDuel’s new event-based contracts ...
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